Net capital rule

Results: 731



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54173rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]_2_.doc

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Language: English - Date: 2009-08-17 08:48:15
542Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 15, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Language: English - Date: 2014-01-14 19:49:50
54373rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / Financial system / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 22, 2013 IN THE MATTER OF PURE H20 BIO-TECHNOLOGIES, INC.

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Language: English - Date: 2013-11-22 07:58:53
544Financial regulation / Financial economics / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / Finance / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 25, 2006 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN

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Language: English - Date: 2006-04-25 09:29:46
545Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Language: English - Date: 2011-09-07 08:33:56
546Financial regulation / Financial economics / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / Finance / United States Securities and Exchange Commission

Divedepot.com, Inc., GS Telecom Ltd., Rocky Mountain Financial Enterprises, Inc., US Data Authority, Inc.

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Language: English - Date: 2005-11-01 14:46:35
547Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 31, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Language: English - Date: 2013-10-31 06:16:30
548Financial Industry Regulatory Authority / Net capital rule / U.S. Securities and Exchange Commission / Securities regulation in the United States / Economy of the United States / Government / United States securities law / Financial regulation / Securities Exchange Act

C:Documents2850.856.wpd

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Language: English - Date: 2009-09-23 16:52:59
54973rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 19, 2013 IN THE MATTER OF HOME SYSTEM GROUP

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Language: English - Date: 2013-09-19 06:59:47
550Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 28, 2012 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Language: English - Date: 2012-12-28 08:35:20
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